Streamline your approach to compliance
3Lines has all the functionality you need to take control of your AFSL, so you can get back to the business of doing business.
Software Features
Representative Client File ReviewsUtilise 3Lines’ custom audit question set or BYO to upload! Provide feedback, assign tasks and ensure compliance with record keeping requirements.
Whole Firm AccessTiered access levels for licensee, compliance staff and representatives.
Chat with an ExpertWhen in doubt, speak to an expert!
Compliance Committee MeetingsFacilitate quarterly CCMs and manage actions accordingly. Formally review, attest to and record compliance with your General Obligations. Stay up to date with regulatory changes.
Regulatory UpdatesYou don’t know what you don’t know. Stay on top of regulatory change and updates.
PrevettingIdentify compliance risks prior to providing advice and allow the adviser to receive feedback in a timely and concise format.
Compliance Registers Coming SoonView, manage and track key data as it relates to your General Obligations as a Licensee.
Policy Hosting Coming SoonUpload, manage and archive policies and procedures. Alert Representatives to changes in ever changing regulations.
s708 Management Coming SoonManaging wholesale clients? Avoid disappointment by ensuring your s708 Register is up to date.